Surface Conditioning
Removing post-CMP residue through carbon dioxide snow cleaning
Andy Hakanson and Narendra Garg, Seagate Technology; and Michael
R. Borden and Harlan F. Chung, Eco-Snow Systems
Using momentum transfer, CO2 snow cleaning removes
the submicron particles that are left behind by brush scrubbing as well
as other liquid and gas cleaning systems.
Cleaning processes for removing chemical-mechanical polishing (CMP)
residues rely on double-sided brush scrubbers and the use of harsh chemistries
(typically ammonium hydroxide and hydrogen peroxide). Unfortunately, post-CMP
cleaning is expensive to carry out because it involves the frequent replacement
of PVA or nylon brushes, the consumption of large quantities of DI water,
and the disposal of chemical wastes.
As a result of the cleaning process itself, delicate surfaces
can be scratched by particles trapped in the brushes, while residual slurry
can cause reliability problems and early failure issues in both semiconductor
devices and hard-drive heads. Moreover, the relatively large bristles
of nylon brushes are not able to clean etched features (trenches) on the
wafer surface.
In hard-drive head manufacturing, CMP is employed to reduce topography
and planarize patterned layers, alumina (Al2O3)
films, and films with various concentrations of nickel and iron. In semiconductor
manufacturing, CMP is used to reduce topography and to polish tungsten,
aluminum, copper, and silicon oxide layers. Apart from many process issues,
the main concern with CMP is that the slurry it utilizes to polish wafer
surfaces remains behind and is difficult to remove efficiently with double-sided
brush scrubbing technology. In addition to potentially causing early device
and drive failures, residual slurry can contaminate process equipment
further down the line and adversely affect film adherence at later deposition
and sputtering steps.
To overcome the limitations of carrying out post-CMP cleaning
with double-sided brush scrubbers, Eco-Snow Systems (Livermore, CA) has
developed the WaferClean system, a carbon dioxide (CO2)
snow cleaning process that does not damage wafer surfaces, is environmentally
friendly, and eliminates the need to dispose of hazardous wastes. Eco-Snow
scientists developed CO2 snow cleaning as a remote,
on-board cleaning process for removing contamination from space-based
infrared surveillance system optics. This work was subsequently refined
and extended to other cleaning applications, including post-CMP cleaning,
through an extensive R&D process over a five-year period. This article
describes the CO2 snow cleaning method, which, in
addition to its particle-removal ability, can remove ion etch residue
(fences) at various stages of magnetoresistive and giant magnetoresistive
(MR/GMR) head manufacturing.1
Generating Carbon Dioxide Snow
Carbon dioxide snow is created by spraying liquid CO2
through a small-aperture nozzle. The liquid rapidly expands and cools,
resulting in the nucleation of solid CO2 particles
("snowflakes") entrained in a CO2 gas stream. Depending
on the demands of the particular cleaning application, snow can be generated
with the desired density, size, and velocity. Although many cleaning mechanisms
exist, the primary mechanism by which the carbon dioxide snow method removes
particles is momentum transfer, which results from the impact of snowflakes
on particles attached to the wafer surface. This process loosens the particles,
which are then removed by the accompanying gas stream. Primarily because
of momentum transfer, CO2 snow cleaning can remove
the submicron particles that are left behind by other types of liquid
and gas spray cleaning systems.1
Experiments were conducted on a WaferClean system installed at
Seagate Technology's hard-drive head manufacturing facility in Bloomington,
MN. The automated CO2 cleaning system incorporates
two snow nozzles, each of which is customized for removing a specific
type of contaminant. Three types of nozzles can be used: an aggressive
one that delivers a low-volume, highly concentrated CO2
stream of very fast, very hard snow particles to a small surface area;
a medium one; and a least-aggressive one that delivers a high-volume,
diffuse CO2 stream of soft and slow snow particles.
In a series of repetitive movements, the snow spray is scanned
across the wafer, the wafer is jogged forward incrementally, and the spray
is scanned back across the wafer, resulting in a raster pattern. The wafer
can be rotated to provide access to etched or trenched features that otherwise
might be inaccessible to the CO2 stream. Programmable
cleaning recipes enable engineers to choose from a variety of parameters,
such as nozzle type, scan rate, step size between scans, the number of
sides to be cleaned, raster size, and platen temperature. The interior
of the cleaning tool is considered better than Class 1 and contains ionizer
bars to minimize (if not eliminate) ESD-related issues. Airflow is carefully
controlled and directed so that any debris at the bottom of the process
chamber does not contact the wafer surface. The tool can be modified to
handle different types of cassettes and wafers with different substrate
sizes and can process round or square wafers of varying thicknesses and
weights.
The Effects of Snow Cleaning on Various Surfaces
Removing Particles on a Trenched Layer. Initial experimentation
on MR head wafers was performed on a patterned, nickel/iron (NiFe)plated
layer deposited over a sputtered seed layer of NiFe. The NiFe was plated
over areas where photoresist, which had been coated on the seed layer,
was absent. After the unexposed photoresist was removed and the NiFe-plated
material was polished to reduce surface topography, the experiment commenced.
The slurry used for polishing this layer was Ultrasol 7A (STI,
Monroe, NC), which contains silicon dioxide (SiO2)
with an average particle size of 0.05 µm. In all applications, the
platen temperature of the CO2 snow tool was set
at 45°C and the nozzle's angle of incidence was 45°. A two-sided
raster recipe was chosen for its speed and thorough cleaning ability.
The medium-aggressive nozzle was chosen for all experiments, although
tests showed that the more-aggressive nozzle is as efficacious as the
medium-aggressive one.
Figure 1a shows a scanning electron microscopic (SEM) image of
a trenched section of a head wafer that was polished and then processed
through a double-sided scrubber. In all applications, the scrubber was
optimized to perform the highest degree of cleaning possible. As seen
in the image, the double-sided scrubber left behind residual slurry in
the trenched areas. While the scrubber was able to effectively remove
the slurry contamination on the plated material, it was unable to clean
the seed layer in the approximately 3-µm-deep trenches. Figure 1b,
an SEM image of the same area after snow cleaning was performed, shows
no residual slurry. The CO2 cleaning process was
able to remove particles <0.1 µm in size. An SEM analysis of multiple
wafer sites, including both physical and topographical locations, indicated
that no residual slurry was present.
The SEM image in Figure 2a is a close-up view of a trenched section
of a head wafer that was polished and then processed through a double-sided
scrubber. The layer in question is the same as that in Figure 1. Figure
2b depicts the same area as Figure 2a after the CO2
snow cleaning method was implemented, demonstrating that the slurry was
completely removed. The image clearly demonstrates that this cleaning
method effectively removes slurry particles <0.1 µm in size. In
addition, the SEM image indicates that the NiFe-plated layer sustained
no damage as a result of cleaning.
 |
| Figure 1: (a) SEM image of a trenched section of a head wafer
that was polished and processed through a double-sided scrubber; (b)
image of the same area showing no residual slurry after the CO2
snow cleaning technique. |
 |
| Figure 2: (a) Close-up view of a trenched section of a head wafer
that was polished and processed through a double-sided scrubber; (b)
the same area after CO2 snow cleaning, demonstrating
that the slurry was completely removed. |
Another test of the CO2 snow method was
performed after the NiFe-plated layer was polished with a slurry containing
Al2O3 particles averaging
0.008 µm in size. Al2O3
can be much more difficult to remove in some instances than SiO2.
A comparison of Figure 3a with Figure 1a shows that the double-sided scrubber
was less effective at removing Al2O3
particles on the plated material and in the trenched areas than at removing
SiO2 particles. On the other hand, comparing Figure
1b and Figure 3b demonstrates that the carbon dioxide snow cleaning procedure
is just as effective at removing Al2O3
slurry as SiO2 slurry.
 |
| Figure 3: (a) SEM image illustrating that the double-sided scrubber
was less effective at removing Al2O3
particles on the plated material and in the trenched areas than at
removing SiO2 particles; (b) image of the same
area showing that CO2 snow cleaning is just
as effective at removing Al2O3
slurry as SiO2 slurry. |
In addition to undergoing SEM analysis, the NiFe-plated layer
was scanned by a Surfscan AIT patterned-wafer defect inspection tool (KLA-Tencor,
San Jose) before and after carbon dioxide snow cleaning. The AIT recipe
was optimized to inspect this layer and the trenched areas. The resulting
analysis demonstrated that the CO2 snow cleaning
method resulted in an average 55% decrease in total defects and a total
absence of residual slurry. The remaining defects were CMP microscratches
and other prefilm anomalies. Figure 4 shows the normalized results of
the defectivity drop resulting from CO2 snow cleaning.
 |
| Figure 4: Normalized results of the decrease in defectivity after
CO2 snow cleaning of a NiFe-plated layer. |
Cleaning Surfaces with Sharp Topography. Another test was performed
on a patterned NiFe layer that had been polished and scrubbed by a double-sided
scrubber using the Ultrasol 7A slurry. However, this layer lacked closed
trenches and contained large flat surfaces interrupted by sharp geometries
that effectively trapped slurry. Figure 5a, an SEM image of the layer
after it was polished and scrubbed, shows that while slurry had been removed
from the plated material, it was present in the trenched areas and adjacent
to feature walls. The same layer was cleaned with the carbon dioxide snow
technique using a four-sided raster because of the layer's unique geometries.
Figure 5b shows that this method succeeded in removing all of the residual
slurry.
 |
| Figure 5: (a) SEM image of a layer containing large flat surfaces
and sharp geometries with slurry in the trenched areas and adjacent
to feature walls; (b) the same layer after CO2
cleaning showing that all of the residual slurry has been removed.
|
Post-CMP Cleaning of Air-Dried Wafers. To further demonstrate
the capacity of the CO2 snow cleaning system, wafers
were polished and air dried after the CMP process without being processed
by a double-sided brush scrubber. The image in Figure 6a shows that slurry
remained on both the plated material and in the seed layer trenches after
drying. A comparison of Figures 6a and 1a demonstrates that more slurry
was present on wafers that had been air dried than on wafers that had
undergone brush scrubbing. In the latter case, while slurry remained on
the seed layer in the trenches, it was removed from the plated material.
In contrast, Figure 6b illustrates that the CO2
cleaning technique removes residual slurry from the NiFe-plated layer
and the seed layer even on air-dried, unscrubbed wafers.
 |
| Figure 6: (a) SEM image of an air-dried, unscrubbed wafer showing
residual slurry on the plated material and in the seed layer trenches;
(b) image illustrating that the CO2 cleaning
technique removes residual slurry from the NiFe-plated layer and the
seed layer even on air-dried, unscrubbed wafers. |
Cleaning Sheet Films on Wafers. In addition to cleaning difficult
topographic patterned layers successfully, the carbon dioxide snow cleaning
system can clean sheet films. Several NiFe-plated sheet-film wafers polished
with Ultrasol 7A slurry were cleaned by a double-sided brush scrubber,
scanned by a Surfscan 6420, cleaned with the CO2
snow technique, and then rescanned. Figure 7 shows that the application
of the cleaning technique resulted in a 65.5% decrease in the defectivity
rate.
 |
| Figure 7: The application of the CO2 cleaning
technique resulted in a 65.5% decrease in the defectivity rate on
NiFe-plated sheet-film wafers. |
Another test was performed on sheet-film wafers with a NiFe seed layer
that had been contaminated with a molybdenum disulfide (MbS2)
antiseize compound. The wafers were scanned by a Surfscan AIT, cleaned
with CO2 snow, and then rescanned. As illustrated
in Figure 8, the defectivity rate decreased by 90.48% after snow cleaning.
Auger analysis confirmed the complete absence of MbS2.
Because the carbon dioxide snow cleaning technique is a dry process that
leaves no residue behind, wafers cleaned by this method do not cross-contaminate
other wafers because contamination is trapped in the prefilter or exhausted
with the effluent gas stream. In contrast, a double-sided scrubber used
for cleaning wafers contaminated with MbS2 would
have to undergo brush or bath changing.
 |
| Figure 8: The implementation of the CO2
cleaning technique on sheet-film wafers contaminated with an MbS2
antiseize compound resulted in a defectivity rate decrease of 90.48%. |
Cleaning Bare Substrate Material. The CO2
snow cleaning system was also shown to be an effective means for removing
contamination from polished Al2O3
and bare substrates. Figure 9 illustrates that a bare substrate material
composed of ceramic AlTiC, the starting material used to manufacture MR
head wafers, experienced a defectivity drop of 48% after it had been snow
cleaned. This decrease in defectivity is not as dramatic as that in the
other tests in this study because the defect counts on the bare substrate
material were low initially.
 |
| Figure 9: A bare substrate material composed of ceramic AlTiC
experienced a decrease in defectivity of 48% after being cleaned with
the CO2 snow technique. |
Conclusion
Experiments demonstrate that carbon dioxide snow cleaning is more
effective than double-sided brush scrubbing in removing post-CMP residual
slurry. The performance of the CO2 snow method was
not significantly affected by the types of nozzles, scan rates, or jog-step
size employed. While both types of nozzles used in these experiments were
equally able to remove loose contamination, in other tests the aggressive
nozzle proved most effective in removing packed deposits of agglomerated
slurry.
While the carbon dioxide snow technique not only outperforms the
double-sided brush scrubber in cleaning post-CMP wafers, tests with nonscrubbed,
air-dried wafers showed that it can eliminate the need for such a scrubber
altogether. Moreover, contamination removed from the wafer by the CO2
cleaning system does not remain to cause subsequent cross-contamination,
as is the case with double-sided brush scrubbers. While the carbon dioxide
snow system cannot presently clean wafer backsides effectively, efforts
are under way to develop a double-sided CO2 cleaning
tool to address this issue. Another concern is the high cost, delivery
pressure, and purity of the CO2 required for processing.
To overcome this difficulty, a bulk, high-pressure liquid CO2
delivery system, which significantly reduces the tool's cost of ownership,
is highly recommended.
Reference
1. T Kosic et al., "Cleaner Wafers with CO2
Snow," Solid StateTechnology (May 1998), S7.
Andy Hakanson is a process engineer in the wafer vacuum engineering
group at Seagate Technology (Bloomington, MN) and is primarily involved
in post-CMP cleaning, defect reduction, and film deposition. Before joining
Seagate in 1998, he worked as a process engineer in the defect reduction
group at Cypress Semiconductor. He has a BS in chemical engineering from
the University of Minnesota in Minneapolis. (Hakanson can be reached at
612/844-8565 or andrew_hakanson@notes.seagate.com.)
Narendra Garg, PhD, is manager of the CMP group at Seagate Technology.
Before joining the company 2 years ago, he spent 15 years at Cray Research
in various positions. He received his BS and MS in metallurgical engineering
at the Indian Institute of Technology in Kanpur and his PhD in materials
science and engineering at the Polytechnic Institute of New York in Brooklyn.
(Garg can be reached at 612/844-5786 or narendra_garg@notes.seagate.com.)
Michael R. Borden is a product line manager at Eco-Snow Systems
(Livermore, CA), where he is responsible for the application, design,
and development of semiconductor and MR head CO2 snow
cleaning systems. Before joining Eco-Snow in 1998, he had more than 12
years of experience in the field of materials engineering, focusing on
semiconductor processing, sol-gel, and infrared window technology. Borden
is the author or coauthor of five publications and holds seven patents.
He received his BS in ceramic engineering from Alfred University in Alfred,
NY, and his MS in materials engineering from the University of California,
Los Angeles. (Borden can be reached at 925/606-2000, ext. 311, or mborden@ecosnow.com.)
Harlan F. Chung is an applications scientist at Eco-Snow Systems,
where he is responsible for the development, design, and application of
CO2 cleaning processes for the MR head and semiconductor
industries. He has 25 years of experience in the fields of semiconductor
materials growth and process development. The author of 20 articles on
materials growth and process development and the holder of three patents,
he received his BA in biochemistry from the University of California,
Berkeley. (Chung can be reached at 925/606-2000 or hchung@ecosnow.com.)

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